Securities Related Websites
Other State Securities Divisions:
| North American Securities Administrators Association (NASAA) | www.nasaa.org |
Other Regulatory Agencies:
| Certified Financial Planner Board of Standards, Inc. | www.cfp.net |
| Commodity Futures Trading Corporation (CFTC) | www.cftc.gov |
| Financial Regulators Gateway Cybersecurities Law Institute at the University of Toledo |
www.utlaw.edu/students/financialregulators |
| FINRA Dispute Resolution - An important resource for securities-related regulatory and dispute resolution information. Easy access to the most up-to-date securities arbitration and mediation program information, including necessary forms to initiate an arbitration or mediation, and rules, procedures, and related publications providing guidance about the arbitration and mediation processes. |
www.nasdadr.com |
| Financial Industry Regulatory Authority (FINRA) | www.finra.org |
| Financial Industry Regulatory Authority Regulation | www.nasdr.com |
| National Futures Association (NFA) | www.nfa.futures.org |
| Public Investors Arbitration Bar Assoc. (PIABA) | www.piaba.org |
| U.S. Securities & Exchange Commission (SEC) | www.sec.gov |
Investor Education Sites:
| The School Savings Program. Approved by the U.S. Department of Education and endorsed by the U.S. Treasury Department. | http://www.saveforamerica.org |
| Jumpstart Coalition for Personal Financial Literacy | www.jumpstart.org |
| A joint project of the Employee Benefit Research Institute and the American Savings Education Council | www.choosetosave.org |
| Alliance for Investor Education | www.investoreducation.org |
| American Association of Individual Investors: A non-profit organization that specializes in providing education to investors in the area of stock investing, mutual funds, portfolio management and retirement planning. | www.aaii.com |
| American Association of Retired Persons (AARP) | www.aarp.org |
| American Savings Education Council (ASEC): Organization to create a better understanding of savings issues, with user-friendly educational materials to educate Americans on the need to save, assist individuals in setting their savings goals, provide basic steps to follow to achieve savings goals, answer frequently asked questions and direct individuals to other sources of information. | www.asec.org |
| International Association for Financial Planning (IAFP) | www.iafp.org |
| Investing Online Resource Center | www.investingoline.org |
| The Investor's Streaming University is a joint project of the National Association of Securities Dealers and the American Association for Individual Investors. Streaming video technology provides educational presentations for investors looking to increase their knowledge about investing. New topics added monthly. | www.streamingu.org |
| Investor Protection Trust (IPT) | www.investorprotection.org |
| Looks Too Good To Be True - developed and maintained by a joint federal law enforcement and industry task force. The website was built to educate and help prevent the consumer from becoming a victim of an Internet fraud scheme. | www.lookstoogoodtobetrue.com |
| National Academy Foundation - Academy of Finance (NAF-AOF) | www.naf-education.org |
| National Association of Investors Corp. (NAIC) | www.better-investing.org |
| National Council on Economic Education (NCEE) | www.ncee.net |
| Nevada Council on Economic Education - Stock Market Simulation | www.nevadasms.com |
| Path to Investing, the Securities Industry Association's online educational resource This website includes a dictionary of financial terms, information on investment goals and much more. |
www.pathtoinvesting.org |
| Securities Industry Association | www.sia.com |